Human
rights are almost a form of religion in today's world. They are the great
ethical yardstick that is used to measure a government's treatment of its
people. A broad consensus has emerged in the twentieth century on rhetoric
that frames judgment of nations against an international moral code prescribing
certain benefits and treatment for all humans simply because they are human.
Within many nations political debates rage over the denial or abuse of
human rights. Even in prosperous, democratic countries like Canada much
public discourse is phrased in the rhetoric of rights. Legal documents
to protect human rights have proliferated in Canada, culminating in the
1982 entrenchment of the Charter of Rights in the Constitution. Especially
since the advent of the Charter, many Canadians have claimed that particular
benefits they desire are a matter of human rights and must be provided.
Indeed, the claim that the desired benefit is a human right is often meant
to undercut any opposition as unprincipled or even immoral.
Lost
in much of the discussion is any justification for the high moral grounded
occupied by human rights. Most political activists and commentators are
content just to look at the United Nations' ever-growing body of human
rights agreements as proof that these rights exist universally and therefore
have to be respected by everyone. Domestic human rights legislation represents
the local implementation of internationally-recognized rights that are
universal and inalienable. Unfortunately, human rights are far more complicated
phenomena than that.
Any
inquiry into the origin, nature, and content of human rights reveals tremendous
conceptual hurdles that need to be overcome before one can accept their
pre-eminent authority. Indeed, many argue that the problems encountered
in this analysis demonstrate that human "rights" are a misnomer, and that
the rhetoric of human rights is really a description of ideals - and a
controversial set of ideals at that.
The
Historical Origins of Human Rights
Human
rights are a product of a philosophical debate that has raged for over
two thousand years within the European societies and their colonial descendants.
This argument has focused on a search for moral standards of political
organization and behaviour that is independent of the contemporary society.
In other words, many people have been unsatisfied with the notion that
what is right or good is simply what a particular society or ruling elite
feels is right or good at any given time. This unease has led to a quest
for enduring moral imperatives that bind societies and their rulers over
time and from place to place. Fierce debates raged among political philosophers
as these issue were argued through. While a path was paved by successive
thinkers that lead to contemporary human rights, a second lane was laid
down at the same time by those who resisted this direction. The
emergence
of human rights from the natural rights tradition did not come without
opposition, as some argued that rights could only from the law of a particular
society and could not come from any natural or inherent source. The essence
of this debate continues today from seeds sown by
previous
generations
of philosophers.
The
earliest direct precursor to human rights might be found in the notions
of `natural right' developed by classical Greek philosophers, such as Aristotle,
but this concept was more fully developed by Thomas Aquinas in his Summa
Theologica. For several centuries Aquinas' conception held sway: there
were goods or behaviours that were naturally right (or wrong) because God
ordained it so. What was naturally right could be ascertained by humans
by `right reason' - thinking properly. Hugo Grotius further expanded on
this notion in De
jure belli et paci, where he propounded the immutability of what is
naturally right and wrong:
Now the Law of Nature is so unalterable, that it cannot be changed even by God himself. For although the power of God is infinite, yet there are some things, to which it does not extend. ...Thus two and two must make four, nor is it possible otherwise; nor, again, can what is really evil not be evil. (1)
The moral authority of natural right was assured because it had divine authorship. In effect, God decided what limits should be placed on the human political activity. But the long-term difficulty for this train of political thought lay precisely in its religious foundations.
As
the reformation caught on and ecclesiastical authority was shaken and challenged
by rationalism, political philosophers argued for new bases of natural
right. Thomas Hobbes posed the first major assault in 1651 on the divine
basis of natural right by describing a State of Nature in which God did
not seem to play any role. Perhaps more importantly, however, Hobbes also
made a crucial leap from `natural right' to `a natural right'. In other
words, there was no longer just a list of behaviour that was naturally
right or wrong; Hobbes added that there could be some claim or entitlement
which was derived from nature. In Hobbes' view, this natural right was
one of self-preservation.
Further
reinforcement of natural rights came with Immanuel Kant's writings later
in the 17th century that reacted to Hobbes' work. In his view, the congregation
of humans into a state-structured society resulted from a rational need
for protection from each other's violence that would be found in a state
of nature. However, the fundamental requirements of morality required that
each treat another according to universal principles. Kant's political
doctrine was derived from his moral philosophy, and as such he argued that
a state had to be organized through the imposition of, and obedience to,
laws that applied universally; nevertheless, these laws should respect
the equality, freedom, and autonomy of the citizens. In this way Kant,
prescribed that basic rights were necessary for civil society:
A true system of politics cannot therefore take a single step without first paying tribute to morality. ...The rights of man must be held sacred, however great a sacrifice the ruling power must make. (2)
However,
the divine basis of natural right was still pursued for more than a century
after Hobbes published his Leviathan.
John Locke wrote a strong defence of natural rights in the late 17th century
with the publication of his Two
Treatises on Government, but his arguments were filled with references
to what God had ordained or given to mankind. Locke had a lasting influence
on political discourse that was reflected in both the American Declaration
of Independence and France's Declaration of the Rights of Man and the Citizen,
passed by the Republican Assembly after the revolution in 1789. The French
declaration proclaimed 17 rights as "the natural, inalienable and sacred
rights of man".
The
French Declaration of Rights immediately galvanized political writers in
England and provoked two scathing attacks on its notion of natural rights.
Jeremy Bentham's clause-by-clause critique of the Declaration, entitled Anarchical
Fallacies, argued vehemently that there can be no natural rights, since
rights are created by the law of a society:
Right, the substantive right, is the child of law: from real laws come real rights; but from laws of nature, fancied and invented by poets, rhetoriticians, and dealers in moral and intellectual poisons come imaginary rights, a bastard brood of monsters, `gorgons and chimeras dire'. (3) Natural rights is simple nonsense: natural and imprescriptible rights, rhetorical nonsense, - nonsense upon stilts. (4)
Edmund Burke also wrote a stinging attack on the French Declaration's assertion of natural rights, in which he argued that rights were those benefits won within each society. (5)The rights held by the English and French were different, since they were the product of different political struggles through history.
Soon after the attacks on the French
Declaration, Thomas Paine wrote a defence of the conception of natural
rights and their connection to the rights of a particular society. In The
Rights of Man, published in two parts in 1791 and 1792, Paine made
a distinction between natural rights and civil rights, but
he continued to see a necessary connection:
Natural rights are those which appertain to man in right of his existence. Of this kind are all the intellectual rights, or rights of the mind, and also all those rights of acting as an individual for his own comfort and happiness, which are not injurious to the natural rights of others. Civil rights are those which appertain to man in right of being a member of society. Every civil right has for its foundation, some natural right pre-existing in the individual, but to the enjoyment of which his individual power is not, in all cases, sufficiently competent. Of this kind are all those which relate to security and protection. (6)
This passage reflects another, earlier inspiration for human rights from the social contract views of writers such as Jean-Jacques Rousseau, who argued that people agree to live in common if society protects them. Indeed, the purpose of the state is to protect those rights that individuals cannot defend on their own. Rousseau had set the ground for Paine decades earlier with his Social Contract, in which he not only lambasted attempts to tie religion to the foundations of political order but disentangled the rights of a society from natural rights. In Rousseau's view, the rights in a civil society are hallowed: "But the social order is a scared right which serves as a basis for other rights. And as it is not a natural right, it must be one founded on covenants." (7) Rousseau then eleaborated a number of rights of citizens and limits on the sovereign's power.
The debate in the late eighteenth
century has left telling traces. Controversy continues to swirl over the
question whether rights are creations of particular societies or independent
of them.
Modern theorists have developed
a notion of natural rights that does not draw its source or inspiration
from a divine ordering. The ground work for this secular natural rights
trend was laid by Paine and even Rousseau. In its place has arisen a variety
of theories that are humanist and rationalist; the `natural' element is
determined from the prerequisites of human society which are said to be
rationally ascertainable. Thus there are constant criteria which can be
identified for peaceful governance and the development of human society.
But problems can develop for this school of thought when notions of a social
contract are said to underlie the society from which rights are deduced.
Contemporary notions of human rights
draw very deeply from this natural rights tradition. In a further extension
of the natural rights tradition, human rights are now often viewed as arising
essentially from the nature of humankind itself. The idea that all humans
possess human rights simply by existing and that these rights cannot be
taken away from them are direct descendants of natural rights.
However, a persistent opposition
to this view builds on the criticisms of Burke and Bentham, and even from
the contractarian views of Rousseau's image of civil society. In this perspective
rights do not exist independently of human endeavour; they can only be
created by human action. Rights are viewed as the product a particular
society and its legal system.
In this vein, Karl Marx also left
a legacy of opposition to rights that hindered socialist thinkers from
accommodating rights within their theories of society. Marx denounced rights
as a fabrication of bourgeois society, in which the individual was divorced
from his or her society; rights were needed in capitalist states in order
to provide protection from the state. In the marxist view of society, an
individual is essentially a product of society and, ideally, should not
be seen in an antagonistic relationship where rights are needed.
(8) However, many socialists have come to accept certain conceptions
of rights in the late twentieth century. (9)
Thus, the history of political philosophy
has been one of several centuries of debate. The child of natural rights
philosophers, human rights, has come to hold a powerful place in contemporary
political consciousness. However, neither preponderant belief in, nor even
a consensus of support for human rights do not answer the concerns raised
by the earlier thinkers - are rights truly the product of a particular
vision and laws of a society? Or, are human rights so inherent in humanness
that their origins and foundations are incontestable?
A further difficulty, with profound
implications, that human rights theories have to overcome is their emergence
from these Western political traditions. Not only are they a product of
European natural rights, but the particular rights that are viewed as `natural'
have been profoundly shaped by the liberalism that emerged in the 19th
and 20th centuries. With human rights, the rhetorical framework of the
natural rights tradition has come to serve as a vehicle for the values
of Western liberalism.
An easy and powerful criticism is
that human rights cannot be universal. In their basic concept they are
a Western creation, based on the European tradition that individuals are
separable from their society. But one may question whether these rights
can apply to collectivist or communitarian societies that view the individual
as an indivisible element of the whole society. Westerners, and many others,
have come to place a high value on each individual human, but this is not
a value judgment that is universal. There is substantive disagreement on
the extent of, or even the need for, any protection of individuals against
their society.
In addition to this problem with
the concept itself, there are strong objections to the
manner in which human rights have
been conceptualized. Many lists of human rights read like specifications
for liberal democracy. A variety of traditional societies can be found
in the world that operate harmoniously, but are not based on equality let
alone universal suffrage.
A question that will recur in later
discussions is whether the `human rights' advocated today are really civil
rights that pertain to a particular - liberal - conception of society.
To a large extent, the resolution of this issue depends upon the ultimate
goal of human rights. If human rights are really surrogate liberalism,
then it will be next to impossible to argue their inherent authority over
competing political values. In order for human rights to enjoy universal
legitimacy they must have a basis that survives charges of ideological
imperialism. Human rights must have a universally acceptable basis in order
for there to be any substantial measure of compliance.
The Motivation for Human Rights
Some understanding about the nature
of human rights can be gleaned from the various reasons that can be advanced
for holding them. A prime concern is to offer protection from tyrannical
and authoritarian calculations. Capricious or repressive measures of an
autocratic government may be constrained with the recognition of supreme
moral limits on any government's freedom of action. But even among governments
that are genuinely limited by moral considerations, there may still be
a need to shield the populace from utilitarian decision-making. The greater
good of the whole society may lead to sacrifice or exploitation of minority
interests. Or, the provision of important benefits within the society may
be limited by calculations that public resources should be spent on other
enterprises.
The attraction of human rights is
that they are often thought to exist beyond the determination of specific
societies. Thus, they set a universal standard that can be used to judge
any society. Human rights provide an acceptable bench mark with which individuals
or governments from one part of the world may criticize the norms followed
by other governments or cultures. With an acceptance of human rights, Moslems,
Hindus, Christians, capitalists, socialists, democracies, or tribal oligarchies
may all legitimately censure each other. This criticism across religious,
political, and economic divides gains its legitimacy because human rights
are said to enshrine universal moral standards. Without fully universal
human rights, one is left simply trying to assert that one's own way of
thinking is better than somebody else's.
The prime rhetorical benefit of
human rights is that they are viewed as being so basic and so fundamental
to human existence that they should trump any other consideration. Just
as Dworkin has argued that any conception of `rights' trumps other claims
within a society, human rights may be of a higher order that supersedes
even other rights claims within a society. (10)
Other motivations for human rights
may stem from a fear of the consequences of denying their existence. Because
of the currency given human rights in contemporary political debate, there
is a danger that such a denial will provide support for brutal regimes
who defend their repression on the grounds that international human rights
norms are simply a fanciful creation that has no universal authority. The
United Nations conference on human rights held in Vienna in 1993 saw some
of the world's most repressive governments making precisely this argument,
and few people would wish to provide further justification for this position.
In addition, a great deal of political advocacy relies on human rights
rhetoric to provide a legitimating moral force. Without the appeal to human
rights, democratic champions would have to argue the desirability of values
such as equality and freedom of speech across the often incomparable circumstances
of the world's societies, rather than asserting that such benefits just
inherently flow from human existence. (11)
Challenges to the Universality
and Inalienability of Human Rights
Unfortunately, the very motivations
and benefits of human rights pose direct challenges to their existence.
Human rights are universal since they are said to belong to all
humans in every society. Human rights are also supposed to be inalienable;
because they flow from and protect human existence, they cannot be taken
away without endangering the value of that existence. However, these universal
and inalienable qualities of human rights are disputable in both their
conception and operation.
To some extent, the universality
of human rights depends upon their genesis. Moral standards, such as human
rights, can come into being in two manners. They may simply be invented
by people, or they may only need to be revealed to, or discovered by, humans.
If human rights are simply an invention, then it is rather difficult to
argue that every society and government should be bound by something they
disagree with. If human rights have some existence independent of human
creation, however, then it is easier to assert their universality. But
such independent moral standards may arise in only two ways: if they are
created by God, or if they are inherent in the nature of humankind or human
society. Unfortunately, both these routes pose substantive pitfalls. No
divine origin for universal human rights would be acceptable, nor is it
often advanced, since there is no one God that is recognized universally;
just because Christians or Moslems claim that their divinity has ordained
and proscribed certain treatment of humans does not provide the legitimacy
needed for that moral code to bind devotees of another religion. The alternative
origin that could justify universality would be the acceptance of human
rights as natural rights that anyone could deduce from the nature of humankind
or human society. However, an atheistic critique of divine moral standards
is just as telling when applied to rights derived from human nature. The
God or human nature that is said to be the source of human rights may be
nothing more than an invention of the human mind, an invention that may
vary according to whoever is reflecting on the issue. A less astringent
argument is still just as damning. Even if one accepts that there is a
God or a core human nature, there is no definitive way to sort out differing
visions that people have of God or human nature. The universal authority
of any particular view is initially endorsed only by the adherents of that
view. Nevertheless it is possible for human rights to have their genesis
in religion or the prerequisites of human society. Even if human rights
start within a specific religious or societal tradition, they could acquire
universality as other people come to agree. It is also possible for human
rights to become globally recognized because several different approaches
may reach the same conclusion. For instance, atheistic natural rights theorists,
Christians, and Muslims, may all eventually agree for quite different reasons
on a number of ways in which people should be treated; these then can form
the basis of human rights standards. However, the different paths to that
agreement only lead to an agreement on the benefits, not necessarily on
their origin, justification, or application. The differences become important
when one moves from a focus on the benefits identified as "human rights"
to their practical operation; there is, as will be discussed below, a great
difference between a duty-based and claim-based fulfillment of the benefits.
Another set of problems arise if
human rights are creations, pure and simple, of the human intellect. Human
rights standards could be created in a variety of ways. In one method,
a gradual growth of consensus builds around norms of behaviour that eventually
acquire an obligatory character. It may be difficult to trace the epistemological
origins of this consensus, but the end result is a broad base of agreement
that human beings should be treated in certain ways. In another method,
there may be a conscious attempt to create binding rules of behaviour in
a more contractarian manner. A certain group of individuals or state governments
may lead the development of international agreements on human rights. And,
as more states join in these agreements, the moral and legal force of the
international accords become stronger and stronger. Essentially this is
the course that has been followed in the development of the human rights
documents created by the United Nations and other regional international
organizations.
In both these approaches to the
creation of human rights, the motivation may be principled or consequentialist.
If principled, human rights are necessary because they reflect certain
moral standards of how humans should be treated. If consequentialist, human
rights are needed because they standards may prevent the awful repercussions
of having no limits on the manner in which governments or groups may treat
other human beings.
Beyond the genesis of human rights,
wherever they come from, lies a fundamental challenge to their universality,
regardless of their origin. With any inception of human rights, one is
faced with having to acquire acceptance of their authority. There is a
problem in that not everyone will share the same motivation or inspiration
for human rights. Not everyone will agree that everything asserted as a
human right is indeed one. At a very basic level, the proclamation and
acceptance of human rights norms inherently involves majoritarian morality.
Human rights are agreed to exist because a majority says they do. Specific
goods and benefits are treated as human rights because a majority says
they do. But, what of the minorities who object to the concept of universal
human rights, or disagree with the particular entitlements to be included
in lists of human rights? Why should they be bound by what others believe?
What happens when a minority sincerely believe that some benefit being
deliberately denied them by the majority is a matter that they view as
a human right? In many specific human rights contexts, a problem of moral
majoritarianism assumes central importance.
With either an invented or natural
genesis, human rights are meant to protect some aspect of humanity. Human
rights may be those entitlements that we have by virtue of being human,
but there are real difficulties in determining which attributes of human
life require protection under human rights standards.
Basic human traits are determined
by both physical attributes and the activities undertaken by a human. The
most obvious physical qualities encompass gender, race, size, shape, and
health - including disabilities. Among human activities, one can distinguish
between those necessary for sustaining life and those which fill that life.
The requirements for sustaining life include nourishment, shelter, clothing,
and sleep. Proper health care is needed for human life to be sustained
in the long term. And the human species can only survive with procreation.
But most humans do not merely exist, they fill their lives with myriad
activities. Perhaps the most important activity is that which is usually
referred to in order to distinguish humans from all other animals: humans
have a creative imagination that provides higher forms of thought that
lead to intellectual inquiry and spirituality. Humans also communicate
constantly the results of their thinking. Physical movement from one place
to another is another continuous activity of all but the most disabled
humans. Human beings are in essence very social animals and much of our
activities take place through associating with other humans. In some instances
this association is the special intimacy of kinship or close friendships.
In others, humans act gregariously with acquaintances and many perfect
strangers.
The consequences of this gregariousness
furnish the underlying problems of establishing universality in the human
attributes described above. Most humans live within readily identifiable
social units, such as family, tribal, or national groups, that fundamentally
shape the manner in which an individual's most basic characteristics are
manifested. These social groupings determine what languages one learns
to speak, the style of dress, acceptable foods, religion, form of communication
and etiquette, sense of physical beauty and ugliness, the kind of shelter,
and the notion of division of roles within one's social groupings. These
are not simply superficial differences. While some individuals willingly
adopt new life styles, many believe that their lives can only be satisfying
by maintaining their traditional ways. For some, indeed, styles of dress,
food, and behaviour are inextricably linked to deep religious beliefs.
One group's delicacies or even staples may be quite unacceptable to others.
There may be just disdain or revulsion, such as the reaction of many people
to eating raw fish, or there may be a strong, religious offence taken to
certain foods, such as offering pork to Moslems or beef to Hindus.
Thus, many profound differences
emerge among human beings that are the product of where they were born
and with whom they grew up. While one could identify various qualities
of human life that are universal, there is tremendous variation in the
manner in which those qualities are realized.
These acquired societal values pose
difficulties when they define, or even conflict with, the basic attributes
of human life listed earlier. Individual societies develop particular conceptions
of what constitutes a dignified life, the essential needs of humans, as
well as the relationship between individuals and their community. Particularly
complex issues arise when there is a clash between conflicting spiritual
and temporal values within or between societies. These difficulties come
to the forefront when one tries to ascertain whether global standards can
be set by human rights on the treatment that must be given to all human
beings.
The Theoretical Foundation
of Human Rights
Several competing bases have been
asserted for universal human rights. It is essential to understand these
various foundations, since they can result in quite different understandings
of the specific benefits protected by human rights. As well, each approach
to human rights has different strengths and vulnerabilities in facing the
challenges posed by relativism and utilitarianism.
Many have argued that human rights
exist in order to protect the basic dignity of human life. Indeed, the
United Nations Declaration on Human Rights embodies this goal by declaring
that human rights flow from "the inherent dignity of the human person".
Strong arguments have been made, especially by western liberals, that human
rights must be directed to protecting and promoting human dignity. As Jack
Donnelly has written, "We have human rights not to the requisites for health
but to those things `needed' for a life of dignity, for a life worthy
of a human being, a life that cannot be enjoyed without these rights"
(original
emphasis). (12)
This view is perhaps the most pervasively held, especially among human
rights activists; the rhetoric of human-rights disputes most frequently
invokes this notion of striving for the dignity that makes human life worth
living. The idea of promoting human dignity has considerable appeal, since
human life is given a distinctive weight over other animals in most societies
precisely because we are capable of cultivating the quality of our lives.
Unfortunately, the promotion of
dignity may well provide an unstable foundation for the construction of
universal moral standards. The inherent weakness of this approach lies
in trying to identify the nature of this dignity. Donnelly unwittingly
reveals this shortcoming in expanding upon the deliberate human action
that creates human rights. "Human rights represent a social choice of a
particular moral vision of human potentiality, which rests on a particular
substantive account of the minimum requirements of a life of dignity".
(13)
Dignity is a very elastic concept
and the substance given to it is very much a moral choice, and a
particular conception of dignity becomes paramount. But, who makes this
choice and why should one conception prevail over other views of dignity?
Even general rejection of outlandish assertions of dignity may not indicate
agreement on a core substance. There might be widespread derision of my
assertion that I can only lead a truly dignified life if I am surrounded
by 100 doting love-slaves. But a disapproval of the lack of equality in
my vision of dignity does not necessarily demonstrate that equality is
a universal component of dignity. While one of the most basic liberal beliefs
about human dignity is that all humans are equal, social division and hierarchy
play important roles in aspects of Hindu, Confucian, Muslim, and Roman
Catholic views of human life. Indeed, `dignity' is often achieved in these
views by striving to fulfill one's particular vocation within an ordered
set of roles. But, if human rights are meant to be universal standards,
the inherent dignity that is supposed to be protected should be a common
vision. Without sufficient commonality, dignity cannot suffice as the ultimate
goal of human rights.
An alternative basis for human rights
draws from the requisites for human well-being. One advocate of this approach,
Allan Gewirth, would agree with Donnelly that human rights are drawn in
essence from humankind's moral nature, but Gewirth does not follow Donnelly's
conclusion that human rights are a moral vision of human dignity. Rather,
Gewirth argues that "agency or action is the common subject of all morality
and practice". (14)
Human rights are not just a product of morality but protect the basic freedom
and well-being necessary for human agency. Gewirth distinguished between
three types of rights that address different levels of well-being. Basic
rights safeguard one's subsistence or basic well-being. Nonsubtractive
rights maintain the capacity for fulfilling purposive agency, while additive
rights provide the requisites for developing one's capabilities - such
as education. Gewirth differentiates between these rights because he accepts
that humans vary tremendously in their capacity for purposive agency. Through
what he calls the principle of proportionality, humans are entitled to
those rights that are proportionate to their capacity for agency. Thus,
individuals who are comatose only have basic rights to subsistence, since
they are incapable of any purposive action.
Gewirth's approach, however, has
been strongly criticized by those who argue that human rights cannot be
universal if they are derived from one's capacity for agency. Indeed Douglas
Husak has used Gewirth's theories to argue that there can be no rights
that extend to all human beings. (15)
Husak makes the crucial distinction between humans and persons, and he
points out that some humans may be considered non-persons because they
are incapable of ever performing any purposive agency. Even if one accepts
Gewirth's rebuttal that all humans are entitled to at least basic rights
because they are either prospective or former purposive agents, there still
remains in his theory the notion some will find unsettling: not all humans
possess all human rights to the same degree (or at all).
Another basis for human rights has
been put forward by John O'Manique that is based on evolution and human
development. (16) O'Manique was motivated
by the desire to find a truly universal basis for human rights theories
that are not as susceptible, as is dignity, to controversial interpretations
or denial by others. Thus, human rights should be founded upon something
inherent to humans rather than some moral vision that is created by human
action. O'Manique argues that a satisfactory basis may lie in the following
set of propositions:
P1 I ought to survive P2 X is necessary for my survival P3 Therefore, I ought to do/have X. (17)
The real hurdle in this set of propositions lies in finding agreement in P1. The requisites for survival are fairly easily ascertained by scientific inquiry. Thus if there is concordance on the notion I ought to survive, then the logical construction of this model produces the conclusion that one ought to have X if it is necessary to survival. O'Manique is on fairly firm ground when he asserts that, "The belief that survival is good is virtually universal". (18) He does concede that there are religious beliefs that hold that a person's life can be sacrificed, but usually this sacrifice is done to further the survival of others. So O'Manique determines, "The exceptions do not `prove' the rule, but they do point to the strong probability that the belief that survival is good is found, explicitly or implicitly, in almost all human beings". (19) One might add that some value in human survival may be found in any society, since no culture comes to mind that has tolerated unrestricted, recreational homicide. O'Manique also draws from theories of evolution to establish that the goal of humans has to be the survival of the species. So, there would be universal agreement with the statement, "Humans ought to survive". But survival of the group, community, or human species is very different from the survival of each and every particular individual.
O'Manique develops his theory much
beyond the notion of survival. Indeed, he explicitly dismisses the idea
that the source of human rights lies in the needs for human subsistence.
O'Manique wishes to propel human rights into a further plane, by basing
human survival upon the full development of human potential. The initial
proposition P1 in the model above really becomes "I ought to develop".
As O'Manique says, "Human aspirations are not to the maintenance of existence
but to the fulfilment of life... If we believe that one ought to survive,
it is because we believe that one ought to develop".
(20) In O'Manique's
vision, human rights would include rights to things needed for subsistence
but also go on to cover all aspects of intellectual and emotional development.
He tries to limit in some way the range by insisting that the needs for
development can be ascertained through research. However, he also reveals
the broad sweep of matters that could be included when he addresses this
issue: "The existence of such needs for human development - the need for
association with other human beings, for self expression, for some control
over one's destiny, and even the need for love and for beauty - can be
observed and even empirically confirmed within the social sciences and
psychology". (21)
O'Manique may well lose some support with this incredibly vast range of
issues that he would include within the human rights rubric.
A fundamental difficulty with using
the fulfillment of human development as a basis for human rights is that
it can have a meaning that is relative to each culture and individual.
This relativism even creeps into O'Manique's discussion when he concludes,
"A community and its members will develop to the extent that the members
of the community support the development needs of others in the community,
in
ways that are appropriate to that community" (emphasis added).
(22) Just what is
needed for fulfillment in expression, love, or autonomy will be given profoundly
different interpretations in Bedouin, German, or Japanese societies. O'Manique
tries to address this aspect of his theory by conceding that the specific
entitlements necessary to human development may vary over space and time,
but the general grounds for those claims will remain constant.
The final alternative basis for
human rights would provide the needs for human existence.
(23) Human rights may be
limited to providing all humans with the needs for their physical subsistence.
But, this subsistence would involve a certain degree of minimal comfort
beyond merely keeping one's organs working, because human subsistence also
consists of being able to function. Advocates of the other approaches to
human rights have dismissed needs to subsistence as too narrow a foundation,
but this criticism may not account for the ramifications that flow from
the range of human needs. Human rights would guarantee the provision of
the food, clothing, and shelter without which anyone would perish. In addition,
basic health care assures human survival; my grandmother died in 1924 from
appendicitis, while I am alive today because an operation was available
for my own attack of appendicitis in 1968. Since most households are not
simply provided with the requisites to life but buy them with the wages
of their labour, one can easily extend the range of human rights into other
benefits relating to the work force. This extension is particularly true
if the satisfaction of needs is accomplished not by directly supplying
the specific goods needed, but in providing the capacity for individuals
to provide for themselves. In a broad socialist view, work should be guaranteed
to all that are capable. In a more restricted view, the education necessary
to obtaining the work needed to sustain oneself is a human right. Thus,
human rights can cover a large, and very expensive, array of social-welfare
programs. Quite a fundamental reformation of most political systems would
occur if governments seriously addressed welfare programs as essential
human rights.
There are some distinct advantages
in basing human rights on the needs of subsistence. The prime benefit lies
in a universality possible with this foundation that eludes the other approaches
to human rights that have been outlined above. One might possibly find
a similar consensus on the propositions "Humans should survive", "Humans
should develop", "Humans should lead a life of dignity (or well being)".
However, there will be much less disagreement over what is meant by, or
needed for, `survival' than one will find for `dignity', `well-being',
or `development'. Human rights based on subsistence can be much more readily
applied as global standards.
Nevertheless, there is still some
concern with variations that will result from different societies' views
of the specific ways in which needs should be satisfied. As noted earlier,
different cultures have quite diverse notions of what food, dress, or shelter
are acceptable. There are even profound differences in approaches to health
care, with some societies rejecting `western' medicine in favour of spiritually-based
theories of ailments and therapies.
There is also a concern that it
is just not practical to translate the proposition that humans in general
should survive into concrete action to ensure that each and every human
being survives. There is a point at which no society can afford to devote
the resources needed to keep every individual alive as long as possible.
These four approaches to human rights
reflect quite different inspirations and ultimate goals, but there is common
ground among them. Theories of human rights based on dignity, well-being,
or development all are motivated by a desire to protect and cultivate some
quality of life; because one is alive, one should lead a life filled with
dignity, well-being, or continuing development. A view of human rights
based on subsistence is ultimately concerned with simply preserving life
itself. But this distinction should not ignore an overlap, as a common
ground among all theories of human rights is the assumption that human
rights include subsistence rights. Approaches based on dignity, well-being,
and development add protections for these qualities of life onto the right
to existence, although subsistence rights often seem to be forgotten.
However, the recognition of these
common aspects of the four theories of human rights should not lead one
to conclude that their differences are simply ones of emphasis. The distinctive
focus of each theory results in significant variations in their lists of
specific human rights or the kind of activities humans may indulge in.
Human rights based on subsistence would not include the range of democratic
rights that most liberals argue are an essential element of human rights
based on dignity. Some liberals would argue that a life without dignity
may not be a life worth living; so disenfranchised, repressed people -
such as Iraqi Kurds - may be justified in an armed rebellion involving
deaths but which ultimately brought liberty to the whole population. However,
a human rights approach based on subsistence may require on a non-violent
strategy for political change since the preservation of life is the ultimate
goal.
In the end, the choice of foundation
for human rights may depend upon what one wishes to protect. One may be
alarmed that democratic rights or equality may not be included in a human
rights approach based on subsistence, in which case a theory based on liberal
dignity would be adopted. But consequentialist motivations will not serve
as a firm basis upon which to promote human rights among those who do not
share one's concerns.
These discussions illustrate that
the foundation for human rights may be neither self-evident nor universally
accepted. One chooses, explicitly or implicitly a particular justification
or basis for human rights, and that choice will have important consequences
upon the range of benefits that fall within human rights. Choice pervades
human rights from their conception to their delivery, and those choices
may well undermine the very foundation of human rights' moral authority.
Who Holds Human Rights?
Even if there were agreement upon
a foundation for human rights, there remains another fundamental question:
who can possess human rights? One may simply assert that all humans hold
all human rights; after all, human rights are said to be those benefits
to which we are entitled simply by being human. But what is meant by being
`human' is vague since the life cycle of homo sapiens ranges from conception
to death and decay. There is profound controversy over how and when a human
acquires and then loses human rights between those two periods. Even before
conception, sperm and eggs exist that contain human genetic material. One
may decide easily that these are human cells but not `human beings', because
they contain incomplete sets of human genes. After conception, however,
controversies arise about the status of the developing foetus. From a mass
of undifferentiated cells, the embryo quickly grows into a recognizably
human entity. Many distinguish foetuses from babies that have emerged from
their mothers and say that separate human life only begins with `birth'.
This can be an arbitrary distinction since a very premature baby is at
much the same stage of development whether inside or outside the womb;
the differences centre on how a baby receives nutrition and oxygen. One
can specify an arbitrary point for the acquisition of rights, such as conception,
neural development, viability, or emergence from the womb. But this approach
is bound to erupt in controversy, because not everyone will agree on a
given point. Abortion is such a divisive issue precisely because various
groups hold different beliefs about when human life starts.
Alternatively, one can argue that
there is some special quality of human life that provides a basis for possessing
rights; when that quality is acquired, so are rights. This approach is
favoured by many, since it allows for the distinction between humans and
other animals. Human rights are rights particular to human beings, thus
the basis of the claim to rights should be something that differentiates
humans from other animals. With a sharing of an enormous proportion of
genetic material between humans and primates, the distinction is usually
drawn on the basis of some quality of human life not shared by other animals
rather than physiological characteristics. Specifically human qualities
are usually identified from our capacity for intellectual, moral, or spiritual
development.
The difficulty with trying to assign
rights on the basis of some quality of human life is that not all human
beings may possess such an attribute. Douglas Husak has written a poignant
critique of the notion of human rights based on his objection that
some human beings merely exist. (24)
Some mentally-ill patients lack any basis for purposive agency; they are
seemingly unaware of their surroundings, incapable of rationale thought,
or unable to distinguish right from wrong. But, his most telling arguments
arise from comatose patients, notably those with no known chance for recovery.
Husak distinguishes between humans and persons, and he points out that
some humans, such as the comatose, are non-persons. Persons are human beings
with capacities beyond mere existence that produce a quality of life. Non-persons
simply lack the qualities of life that one wishes either to protect or
use as the key to acquiring rights. The distinction between humans and
persons is often used to justify aborting foetuses, because the human foetus
is not considered by many to be a person. In the end, Husak argues that
the phenomena called human rights are really rights of persons: "There
are no human rights". (25)
This debate over the qualification
of a human creature to possess human rights is fundamental to a number
of topics. The rights of children and the mentally ill may depend greatly
upon what foundation one adopts for the possession of rights. Similarly,
the existence of rights to life in abortion, infanticide, and euthanasia
are directly related to what status one accords to undeveloped foetuses,
mutant newborns, or terminally-comatose adults.
Human
rights are almost a form of religion in today's world. They are the great
ethical yardstick that is used to measure a government's treatment of its
people. A broad consensus has emerged in the twentieth century on rhetoric
that frames judgment of nations against an international moral code prescribing
certain benefits and treatment for all humans simply because they are human.
Within many nations political debates rage over the denial or abuse of
human rights. Even in prosperous, democratic countries like Canada much
public discourse is phrased in the rhetoric of rights. Legal documents
to protect human rights have proliferated in Canada, culminating in the
1982 entrenchment of the Charter of Rights in the Constitution. Especially
since the advent of the Charter, many Canadians have claimed that particular
benefits they desire are a matter of human rights and must be provided.
Indeed, the claim that the desired benefit is a human right is often meant
to undercut any opposition as unprincipled or even immoral.
Lost
in much of the discussion is any justification for the high moral grounded
occupied by human rights. Most political activists and commentators are
content just to look at the United Nations' ever-growing body of human
rights agreements as proof that these rights exist universally and therefore
have to be respected by everyone. Domestic human rights legislation represents
the local implementation of internationally-recognized rights that are
universal and inalienable. Unfortunately, human rights are far more complicated
phenomena than that.
Any
inquiry into the origin, nature, and content of human rights reveals tremendous
conceptual hurdles that need to be overcome before one can accept their
pre-eminent authority. Indeed, many argue that the problems encountered
in this analysis demonstrate that human "rights" are a misnomer, and that
the rhetoric of human rights is really a description of ideals - and a
controversial set of ideals at that.
The
Historical Origins of Human Rights
Human
rights are a product of a philosophical debate that has raged for over
two thousand years within the European societies and their colonial descendants.
This argument has focused on a search for moral standards of political
organization and behaviour that is independent of the contemporary society.
In other words, many people have been unsatisfied with the notion that
what is right or good is simply what a particular society or ruling elite
feels is right or good at any given time. This unease has led to a quest
for enduring moral imperatives that bind societies and their rulers over
time and from place to place. Fierce debates raged among political philosophers
as these issue were argued through. While a path was paved by successive
thinkers that lead to contemporary human rights, a second lane was laid
down at the same time by those who resisted this direction. The
emergence
of human rights from the natural rights tradition did not come without
opposition, as some argued that rights could only from the law of a particular
society and could not come from any natural or inherent source. The essence
of this debate continues today from seeds sown by
previous
generations
of philosophers.
The
earliest direct precursor to human rights might be found in the notions
of `natural right' developed by classical Greek philosophers, such as Aristotle,
but this concept was more fully developed by Thomas Aquinas in his Summa
Theologica. For several centuries Aquinas' conception held sway: there
were goods or behaviours that were naturally right (or wrong) because God
ordained it so. What was naturally right could be ascertained by humans
by `right reason' - thinking properly. Hugo Grotius further expanded on
this notion in De
jure belli et paci, where he propounded the immutability of what is
naturally right and wrong:
Now the Law of Nature is so unalterable, that it cannot be changed even by God himself. For although the power of God is infinite, yet there are some things, to which it does not extend. ...Thus two and two must make four, nor is it possible otherwise; nor, again, can what is really evil not be evil. (1)
The moral authority of natural right was assured because it had divine authorship. In effect, God decided what limits should be placed on the human political activity. But the long-term difficulty for this train of political thought lay precisely in its religious foundations.
As
the reformation caught on and ecclesiastical authority was shaken and challenged
by rationalism, political philosophers argued for new bases of natural
right. Thomas Hobbes posed the first major assault in 1651 on the divine
basis of natural right by describing a State of Nature in which God did
not seem to play any role. Perhaps more importantly, however, Hobbes also
made a crucial leap from `natural right' to `a natural right'. In other
words, there was no longer just a list of behaviour that was naturally
right or wrong; Hobbes added that there could be some claim or entitlement
which was derived from nature. In Hobbes' view, this natural right was
one of self-preservation.
Further
reinforcement of natural rights came with Immanuel Kant's writings later
in the 17th century that reacted to Hobbes' work. In his view, the congregation
of humans into a state-structured society resulted from a rational need
for protection from each other's violence that would be found in a state
of nature. However, the fundamental requirements of morality required that
each treat another according to universal principles. Kant's political
doctrine was derived from his moral philosophy, and as such he argued that
a state had to be organized through the imposition of, and obedience to,
laws that applied universally; nevertheless, these laws should respect
the equality, freedom, and autonomy of the citizens. In this way Kant,
prescribed that basic rights were necessary for civil society:
A true system of politics cannot therefore take a single step without first paying tribute to morality. ...The rights of man must be held sacred, however great a sacrifice the ruling power must make. (2)
However,
the divine basis of natural right was still pursued for more than a century
after Hobbes published his Leviathan.
John Locke wrote a strong defence of natural rights in the late 17th century
with the publication of his Two
Treatises on Government, but his arguments were filled with references
to what God had ordained or given to mankind. Locke had a lasting influence
on political discourse that was reflected in both the American Declaration
of Independence and France's Declaration of the Rights of Man and the Citizen,
passed by the Republican Assembly after the revolution in 1789. The French
declaration proclaimed 17 rights as "the natural, inalienable and sacred
rights of man".
The
French Declaration of Rights immediately galvanized political writers in
England and provoked two scathing attacks on its notion of natural rights.
Jeremy Bentham's clause-by-clause critique of the Declaration, entitled Anarchical
Fallacies, argued vehemently that there can be no natural rights, since
rights are created by the law of a society:
Right, the substantive right, is the child of law: from real laws come real rights; but from laws of nature, fancied and invented by poets, rhetoriticians, and dealers in moral and intellectual poisons come imaginary rights, a bastard brood of monsters, `gorgons and chimeras dire'. (3) Natural rights is simple nonsense: natural and imprescriptible rights, rhetorical nonsense, - nonsense upon stilts. (4)
Edmund Burke also wrote a stinging attack on the French Declaration's assertion of natural rights, in which he argued that rights were those benefits won within each society. (5)The rights held by the English and French were different, since they were the product of different political struggles through history.
Soon after the attacks on the French
Declaration, Thomas Paine wrote a defence of the conception of natural
rights and their connection to the rights of a particular society. In The
Rights of Man, published in two parts in 1791 and 1792, Paine made
a distinction between natural rights and civil rights, but
he continued to see a necessary connection:
Natural rights are those which appertain to man in right of his existence. Of this kind are all the intellectual rights, or rights of the mind, and also all those rights of acting as an individual for his own comfort and happiness, which are not injurious to the natural rights of others. Civil rights are those which appertain to man in right of being a member of society. Every civil right has for its foundation, some natural right pre-existing in the individual, but to the enjoyment of which his individual power is not, in all cases, sufficiently competent. Of this kind are all those which relate to security and protection. (6)
This passage reflects another, earlier inspiration for human rights from the social contract views of writers such as Jean-Jacques Rousseau, who argued that people agree to live in common if society protects them. Indeed, the purpose of the state is to protect those rights that individuals cannot defend on their own. Rousseau had set the ground for Paine decades earlier with his Social Contract, in which he not only lambasted attempts to tie religion to the foundations of political order but disentangled the rights of a society from natural rights. In Rousseau's view, the rights in a civil society are hallowed: "But the social order is a scared right which serves as a basis for other rights. And as it is not a natural right, it must be one founded on covenants." (7) Rousseau then eleaborated a number of rights of citizens and limits on the sovereign's power.
The debate in the late eighteenth
century has left telling traces. Controversy continues to swirl over the
question whether rights are creations of particular societies or independent
of them.
Modern theorists have developed
a notion of natural rights that does not draw its source or inspiration
from a divine ordering. The ground work for this secular natural rights
trend was laid by Paine and even Rousseau. In its place has arisen a variety
of theories that are humanist and rationalist; the `natural' element is
determined from the prerequisites of human society which are said to be
rationally ascertainable. Thus there are constant criteria which can be
identified for peaceful governance and the development of human society.
But problems can develop for this school of thought when notions of a social
contract are said to underlie the society from which rights are deduced.
Contemporary notions of human rights
draw very deeply from this natural rights tradition. In a further extension
of the natural rights tradition, human rights are now often viewed as arising
essentially from the nature of humankind itself. The idea that all humans
possess human rights simply by existing and that these rights cannot be
taken away from them are direct descendants of natural rights.
However, a persistent opposition
to this view builds on the criticisms of Burke and Bentham, and even from
the contractarian views of Rousseau's image of civil society. In this perspective
rights do not exist independently of human endeavour; they can only be
created by human action. Rights are viewed as the product a particular
society and its legal system.
In this vein, Karl Marx also left
a legacy of opposition to rights that hindered socialist thinkers from
accommodating rights within their theories of society. Marx denounced rights
as a fabrication of bourgeois society, in which the individual was divorced
from his or her society; rights were needed in capitalist states in order
to provide protection from the state. In the marxist view of society, an
individual is essentially a product of society and, ideally, should not
be seen in an antagonistic relationship where rights are needed.
(8) However, many socialists have come to accept certain conceptions
of rights in the late twentieth century. (9)
Thus, the history of political philosophy
has been one of several centuries of debate. The child of natural rights
philosophers, human rights, has come to hold a powerful place in contemporary
political consciousness. However, neither preponderant belief in, nor even
a consensus of support for human rights do not answer the concerns raised
by the earlier thinkers - are rights truly the product of a particular
vision and laws of a society? Or, are human rights so inherent in humanness
that their origins and foundations are incontestable?
A further difficulty, with profound
implications, that human rights theories have to overcome is their emergence
from these Western political traditions. Not only are they a product of
European natural rights, but the particular rights that are viewed as `natural'
have been profoundly shaped by the liberalism that emerged in the 19th
and 20th centuries. With human rights, the rhetorical framework of the
natural rights tradition has come to serve as a vehicle for the values
of Western liberalism.
An easy and powerful criticism is
that human rights cannot be universal. In their basic concept they are
a Western creation, based on the European tradition that individuals are
separable from their society. But one may question whether these rights
can apply to collectivist or communitarian societies that view the individual
as an indivisible element of the whole society. Westerners, and many others,
have come to place a high value on each individual human, but this is not
a value judgment that is universal. There is substantive disagreement on
the extent of, or even the need for, any protection of individuals against
their society.
In addition to this problem with
the concept itself, there are strong objections to the
manner in which human rights have
been conceptualized. Many lists of human rights read like specifications
for liberal democracy. A variety of traditional societies can be found
in the world that operate harmoniously, but are not based on equality let
alone universal suffrage.
A question that will recur in later
discussions is whether the `human rights' advocated today are really civil
rights that pertain to a particular - liberal - conception of society.
To a large extent, the resolution of this issue depends upon the ultimate
goal of human rights. If human rights are really surrogate liberalism,
then it will be next to impossible to argue their inherent authority over
competing political values. In order for human rights to enjoy universal
legitimacy they must have a basis that survives charges of ideological
imperialism. Human rights must have a universally acceptable basis in order
for there to be any substantial measure of compliance.
The Motivation for Human Rights
Some understanding about the nature
of human rights can be gleaned from the various reasons that can be advanced
for holding them. A prime concern is to offer protection from tyrannical
and authoritarian calculations. Capricious or repressive measures of an
autocratic government may be constrained with the recognition of supreme
moral limits on any government's freedom of action. But even among governments
that are genuinely limited by moral considerations, there may still be
a need to shield the populace from utilitarian decision-making. The greater
good of the whole society may lead to sacrifice or exploitation of minority
interests. Or, the provision of important benefits within the society may
be limited by calculations that public resources should be spent on other
enterprises.
The attraction of human rights is
that they are often thought to exist beyond the determination of specific
societies. Thus, they set a universal standard that can be used to judge
any society. Human rights provide an acceptable bench mark with which individuals
or governments from one part of the world may criticize the norms followed
by other governments or cultures. With an acceptance of human rights, Moslems,
Hindus, Christians, capitalists, socialists, democracies, or tribal oligarchies
may all legitimately censure each other. This criticism across religious,
political, and economic divides gains its legitimacy because human rights
are said to enshrine universal moral standards. Without fully universal
human rights, one is left simply trying to assert that one's own way of
thinking is better than somebody else's.
The prime rhetorical benefit of
human rights is that they are viewed as being so basic and so fundamental
to human existence that they should trump any other consideration. Just
as Dworkin has argued that any conception of `rights' trumps other claims
within a society, human rights may be of a higher order that supersedes
even other rights claims within a society. (10)
Other motivations for human rights
may stem from a fear of the consequences of denying their existence. Because
of the currency given human rights in contemporary political debate, there
is a danger that such a denial will provide support for brutal regimes
who defend their repression on the grounds that international human rights
norms are simply a fanciful creation that has no universal authority. The
United Nations conference on human rights held in Vienna in 1993 saw some
of the world's most repressive governments making precisely this argument,
and few people would wish to provide further justification for this position.
In addition, a great deal of political advocacy relies on human rights
rhetoric to provide a legitimating moral force. Without the appeal to human
rights, democratic champions would have to argue the desirability of values
such as equality and freedom of speech across the often incomparable circumstances
of the world's societies, rather than asserting that such benefits just
inherently flow from human existence. (11)
Challenges to the Universality
and Inalienability of Human Rights
Unfortunately, the very motivations
and benefits of human rights pose direct challenges to their existence.
Human rights are universal since they are said to belong to all
humans in every society. Human rights are also supposed to be inalienable;
because they flow from and protect human existence, they cannot be taken
away without endangering the value of that existence. However, these universal
and inalienable qualities of human rights are disputable in both their
conception and operation.
To some extent, the universality
of human rights depends upon their genesis. Moral standards, such as human
rights, can come into being in two manners. They may simply be invented
by people, or they may only need to be revealed to, or discovered by, humans.
If human rights are simply an invention, then it is rather difficult to
argue that every society and government should be bound by something they
disagree with. If human rights have some existence independent of human
creation, however, then it is easier to assert their universality. But
such independent moral standards may arise in only two ways: if they are
created by God, or if they are inherent in the nature of humankind or human
society. Unfortunately, both these routes pose substantive pitfalls. No
divine origin for universal human rights would be acceptable, nor is it
often advanced, since there is no one God that is recognized universally;
just because Christians or Moslems claim that their divinity has ordained
and proscribed certain treatment of humans does not provide the legitimacy
needed for that moral code to bind devotees of another religion. The alternative
origin that could justify universality would be the acceptance of human
rights as natural rights that anyone could deduce from the nature of humankind
or human society. However, an atheistic critique of divine moral standards
is just as telling when applied to rights derived from human nature. The
God or human nature that is said to be the source of human rights may be
nothing more than an invention of the human mind, an invention that may
vary according to whoever is reflecting on the issue. A less astringent
argument is still just as damning. Even if one accepts that there is a
God or a core human nature, there is no definitive way to sort out differing
visions that people have of God or human nature. The universal authority
of any particular view is initially endorsed only by the adherents of that
view. Nevertheless it is possible for human rights to have their genesis
in religion or the prerequisites of human society. Even if human rights
start within a specific religious or societal tradition, they could acquire
universality as other people come to agree. It is also possible for human
rights to become globally recognized because several different approaches
may reach the same conclusion. For instance, atheistic natural rights theorists,
Christians, and Muslims, may all eventually agree for quite different reasons
on a number of ways in which people should be treated; these then can form
the basis of human rights standards. However, the different paths to that
agreement only lead to an agreement on the benefits, not necessarily on
their origin, justification, or application. The differences become important
when one moves from a focus on the benefits identified as "human rights"
to their practical operation; there is, as will be discussed below, a great
difference between a duty-based and claim-based fulfillment of the benefits.
Another set of problems arise if
human rights are creations, pure and simple, of the human intellect. Human
rights standards could be created in a variety of ways. In one method,
a gradual growth of consensus builds around norms of behaviour that eventually
acquire an obligatory character. It may be difficult to trace the epistemological
origins of this consensus, but the end result is a broad base of agreement
that human beings should be treated in certain ways. In another method,
there may be a conscious attempt to create binding rules of behaviour in
a more contractarian manner. A certain group of individuals or state governments
may lead the development of international agreements on human rights. And,
as more states join in these agreements, the moral and legal force of the
international accords become stronger and stronger. Essentially this is
the course that has been followed in the development of the human rights
documents created by the United Nations and other regional international
organizations.
In both these approaches to the
creation of human rights, the motivation may be principled or consequentialist.
If principled, human rights are necessary because they reflect certain
moral standards of how humans should be treated. If consequentialist, human
rights are needed because they standards may prevent the awful repercussions
of having no limits on the manner in which governments or groups may treat
other human beings.
Beyond the genesis of human rights,
wherever they come from, lies a fundamental challenge to their universality,
regardless of their origin. With any inception of human rights, one is
faced with having to acquire acceptance of their authority. There is a
problem in that not everyone will share the same motivation or inspiration
for human rights. Not everyone will agree that everything asserted as a
human right is indeed one. At a very basic level, the proclamation and
acceptance of human rights norms inherently involves majoritarian morality.
Human rights are agreed to exist because a majority says they do. Specific
goods and benefits are treated as human rights because a majority says
they do. But, what of the minorities who object to the concept of universal
human rights, or disagree with the particular entitlements to be included
in lists of human rights? Why should they be bound by what others believe?
What happens when a minority sincerely believe that some benefit being
deliberately denied them by the majority is a matter that they view as
a human right? In many specific human rights contexts, a problem of moral
majoritarianism assumes central importance.
With either an invented or natural
genesis, human rights are meant to protect some aspect of humanity. Human
rights may be those entitlements that we have by virtue of being human,
but there are real difficulties in determining which attributes of human
life require protection under human rights standards.
Basic human traits are determined
by both physical attributes and the activities undertaken by a human. The
most obvious physical qualities encompass gender, race, size, shape, and
health - including disabilities. Among human activities, one can distinguish
between those necessary for sustaining life and those which fill that life.
The requirements for sustaining life include nourishment, shelter, clothing,
and sleep. Proper health care is needed for human life to be sustained
in the long term. And the human species can only survive with procreation.
But most humans do not merely exist, they fill their lives with myriad
activities. Perhaps the most important activity is that which is usually
referred to in order to distinguish humans from all other animals: humans
have a creative imagination that provides higher forms of thought that
lead to intellectual inquiry and spirituality. Humans also communicate
constantly the results of their thinking. Physical movement from one place
to another is another continuous activity of all but the most disabled
humans. Human beings are in essence very social animals and much of our
activities take place through associating with other humans. In some instances
this association is the special intimacy of kinship or close friendships.
In others, humans act gregariously with acquaintances and many perfect
strangers.
The consequences of this gregariousness
furnish the underlying problems of establishing universality in the human
attributes described above. Most humans live within readily identifiable
social units, such as family, tribal, or national groups, that fundamentally
shape the manner in which an individual's most basic characteristics are
manifested. These social groupings determine what languages one learns
to speak, the style of dress, acceptable foods, religion, form of communication
and etiquette, sense of physical beauty and ugliness, the kind of shelter,
and the notion of division of roles within one's social groupings. These
are not simply superficial differences. While some individuals willingly
adopt new life styles, many believe that their lives can only be satisfying
by maintaining their traditional ways. For some, indeed, styles of dress,
food, and behaviour are inextricably linked to deep religious beliefs.
One group's delicacies or even staples may be quite unacceptable to others.
There may be just disdain or revulsion, such as the reaction of many people
to eating raw fish, or there may be a strong, religious offence taken to
certain foods, such as offering pork to Moslems or beef to Hindus.
Thus, many profound differences
emerge among human beings that are the product of where they were born
and with whom they grew up. While one could identify various qualities
of human life that are universal, there is tremendous variation in the
manner in which those qualities are realized.
These acquired societal values pose
difficulties when they define, or even conflict with, the basic attributes
of human life listed earlier. Individual societies develop particular conceptions
of what constitutes a dignified life, the essential needs of humans, as
well as the relationship between individuals and their community. Particularly
complex issues arise when there is a clash between conflicting spiritual
and temporal values within or between societies. These difficulties come
to the forefront when one tries to ascertain whether global standards can
be set by human rights on the treatment that must be given to all human
beings.
The Theoretical Foundation
of Human Rights
Several competing bases have been
asserted for universal human rights. It is essential to understand these
various foundations, since they can result in quite different understandings
of the specific benefits protected by human rights. As well, each approach
to human rights has different strengths and vulnerabilities in facing the
challenges posed by relativism and utilitarianism.
Many have argued that human rights
exist in order to protect the basic dignity of human life. Indeed, the
United Nations Declaration on Human Rights embodies this goal by declaring
that human rights flow from "the inherent dignity of the human person".
Strong arguments have been made, especially by western liberals, that human
rights must be directed to protecting and promoting human dignity. As Jack
Donnelly has written, "We have human rights not to the requisites for health
but to those things `needed' for a life of dignity, for a life worthy
of a human being, a life that cannot be enjoyed without these rights"
(original
emphasis). (12)
This view is perhaps the most pervasively held, especially among human
rights activists; the rhetoric of human-rights disputes most frequently
invokes this notion of striving for the dignity that makes human life worth
living. The idea of promoting human dignity has considerable appeal, since
human life is given a distinctive weight over other animals in most societies
precisely because we are capable of cultivating the quality of our lives.
Unfortunately, the promotion of
dignity may well provide an unstable foundation for the construction of
universal moral standards. The inherent weakness of this approach lies
in trying to identify the nature of this dignity. Donnelly unwittingly
reveals this shortcoming in expanding upon the deliberate human action
that creates human rights. "Human rights represent a social choice of a
particular moral vision of human potentiality, which rests on a particular
substantive account of the minimum requirements of a life of dignity".
(13)
Dignity is a very elastic concept
and the substance given to it is very much a moral choice, and a
particular conception of dignity becomes paramount. But, who makes this
choice and why should one conception prevail over other views of dignity?
Even general rejection of outlandish assertions of dignity may not indicate
agreement on a core substance. There might be widespread derision of my
assertion that I can only lead a truly dignified life if I am surrounded
by 100 doting love-slaves. But a disapproval of the lack of equality in
my vision of dignity does not necessarily demonstrate that equality is
a universal component of dignity. While one of the most basic liberal beliefs
about human dignity is that all humans are equal, social division and hierarchy
play important roles in aspects of Hindu, Confucian, Muslim, and Roman
Catholic views of human life. Indeed, `dignity' is often achieved in these
views by striving to fulfill one's particular vocation within an ordered
set of roles. But, if human rights are meant to be universal standards,
the inherent dignity that is supposed to be protected should be a common
vision. Without sufficient commonality, dignity cannot suffice as the ultimate
goal of human rights.
An alternative basis for human rights
draws from the requisites for human well-being. One advocate of this approach,
Allan Gewirth, would agree with Donnelly that human rights are drawn in
essence from humankind's moral nature, but Gewirth does not follow Donnelly's
conclusion that human rights are a moral vision of human dignity. Rather,
Gewirth argues that "agency or action is the common subject of all morality
and practice". (14)
Human rights are not just a product of morality but protect the basic freedom
and well-being necessary for human agency. Gewirth distinguished between
three types of rights that address different levels of well-being. Basic
rights safeguard one's subsistence or basic well-being. Nonsubtractive
rights maintain the capacity for fulfilling purposive agency, while additive
rights provide the requisites for developing one's capabilities - such
as education. Gewirth differentiates between these rights because he accepts
that humans vary tremendously in their capacity for purposive agency. Through
what he calls the principle of proportionality, humans are entitled to
those rights that are proportionate to their capacity for agency. Thus,
individuals who are comatose only have basic rights to subsistence, since
they are incapable of any purposive action.
Gewirth's approach, however, has
been strongly criticized by those who argue that human rights cannot be
universal if they are derived from one's capacity for agency. Indeed Douglas
Husak has used Gewirth's theories to argue that there can be no rights
that extend to all human beings. (15)
Husak makes the crucial distinction between humans and persons, and he
points out that some humans may be considered non-persons because they
are incapable of ever performing any purposive agency. Even if one accepts
Gewirth's rebuttal that all humans are entitled to at least basic rights
because they are either prospective or former purposive agents, there still
remains in his theory the notion some will find unsettling: not all humans
possess all human rights to the same degree (or at all).
Another basis for human rights has
been put forward by John O'Manique that is based on evolution and human
development. (16) O'Manique was motivated
by the desire to find a truly universal basis for human rights theories
that are not as susceptible, as is dignity, to controversial interpretations
or denial by others. Thus, human rights should be founded upon something
inherent to humans rather than some moral vision that is created by human
action. O'Manique argues that a satisfactory basis may lie in the following
set of propositions:
P1 I ought to survive P2 X is necessary for my survival P3 Therefore, I ought to do/have X. (17)
The real hurdle in this set of propositions lies in finding agreement in P1. The requisites for survival are fairly easily ascertained by scientific inquiry. Thus if there is concordance on the notion I ought to survive, then the logical construction of this model produces the conclusion that one ought to have X if it is necessary to survival. O'Manique is on fairly firm ground when he asserts that, "The belief that survival is good is virtually universal". (18) He does concede that there are religious beliefs that hold that a person's life can be sacrificed, but usually this sacrifice is done to further the survival of others. So O'Manique determines, "The exceptions do not `prove' the rule, but they do point to the strong probability that the belief that survival is good is found, explicitly or implicitly, in almost all human beings". (19) One might add that some value in human survival may be found in any society, since no culture comes to mind that has tolerated unrestricted, recreational homicide. O'Manique also draws from theories of evolution to establish that the goal of humans has to be the survival of the species. So, there would be universal agreement with the statement, "Humans ought to survive". But survival of the group, community, or human species is very different from the survival of each and every particular individual.
O'Manique develops his theory much
beyond the notion of survival. Indeed, he explicitly dismisses the idea
that the source of human rights lies in the needs for human subsistence.
O'Manique wishes to propel human rights into a further plane, by basing
human survival upon the full development of human potential. The initial
proposition P1 in the model above really becomes "I ought to develop".
As O'Manique says, "Human aspirations are not to the maintenance of existence
but to the fulfilment of life... If we believe that one ought to survive,
it is because we believe that one ought to develop".
(20) In O'Manique's
vision, human rights would include rights to things needed for subsistence
but also go on to cover all aspects of intellectual and emotional development.
He tries to limit in some way the range by insisting that the needs for
development can be ascertained through research. However, he also reveals
the broad sweep of matters that could be included when he addresses this
issue: "The existence of such needs for human development - the need for
association with other human beings, for self expression, for some control
over one's destiny, and even the need for love and for beauty - can be
observed and even empirically confirmed within the social sciences and
psychology". (21)
O'Manique may well lose some support with this incredibly vast range of
issues that he would include within the human rights rubric.
A fundamental difficulty with using
the fulfillment of human development as a basis for human rights is that
it can have a meaning that is relative to each culture and individual.
This relativism even creeps into O'Manique's discussion when he concludes,
"A community and its members will develop to the extent that the members
of the community support the development needs of others in the community,
in
ways that are appropriate to that community" (emphasis added).
(22) Just what is
needed for fulfillment in expression, love, or autonomy will be given profoundly
different interpretations in Bedouin, German, or Japanese societies. O'Manique
tries to address this aspect of his theory by conceding that the specific
entitlements necessary to human development may vary over space and time,
but the general grounds for those claims will remain constant.
The final alternative basis for
human rights would provide the needs for human existence.
(23) Human rights may be
limited to providing all humans with the needs for their physical subsistence.
But, this subsistence would involve a certain degree of minimal comfort
beyond merely keeping one's organs working, because human subsistence also
consists of being able to function. Advocates of the other approaches to
human rights have dismissed needs to subsistence as too narrow a foundation,
but this criticism may not account for the ramifications that flow from
the range of human needs. Human rights would guarantee the provision of
the food, clothing, and shelter without which anyone would perish. In addition,
basic health care assures human survival; my grandmother died in 1924 from
appendicitis, while I am alive today because an operation was available
for my own attack of appendicitis in 1968. Since most households are not
simply provided with the requisites to life but buy them with the wages
of their labour, one can easily extend the range of human rights into other
benefits relating to the work force. This extension is particularly true
if the satisfaction of needs is accomplished not by directly supplying
the specific goods needed, but in providing the capacity for individuals
to provide for themselves. In a broad socialist view, work should be guaranteed
to all that are capable. In a more restricted view, the education necessary
to obtaining the work needed to sustain oneself is a human right. Thus,
human rights can cover a large, and very expensive, array of social-welfare
programs. Quite a fundamental reformation of most political systems would
occur if governments seriously addressed welfare programs as essential
human rights.
There are some distinct advantages
in basing human rights on the needs of subsistence. The prime benefit lies
in a universality possible with this foundation that eludes the other approaches
to human rights that have been outlined above. One might possibly find
a similar consensus on the propositions "Humans should survive", "Humans
should develop", "Humans should lead a life of dignity (or well being)".
However, there will be much less disagreement over what is meant by, or
needed for, `survival' than one will find for `dignity', `well-being',
or `development'. Human rights based on subsistence can be much more readily
applied as global standards.
Nevertheless, there is still some
concern with variations that will result from different societies' views
of the specific ways in which needs should be satisfied. As noted earlier,
different cultures have quite diverse notions of what food, dress, or shelter
are acceptable. There are even profound differences in approaches to health
care, with some societies rejecting `western' medicine in favour of spiritually-based
theories of ailments and therapies.
There is also a concern that it
is just not practical to translate the proposition that humans in general
should survive into concrete action to ensure that each and every human
being survives. There is a point at which no society can afford to devote
the resources needed to keep every individual alive as long as possible.
These four approaches to human rights
reflect quite different inspirations and ultimate goals, but there is common
ground among them. Theories of human rights based on dignity, well-being,
or development all are motivated by a desire to protect and cultivate some
quality of life; because one is alive, one should lead a life filled with
dignity, well-being, or continuing development. A view of human rights
based on subsistence is ultimately concerned with simply preserving life
itself. But this distinction should not ignore an overlap, as a common
ground among all theories of human rights is the assumption that human
rights include subsistence rights. Approaches based on dignity, well-being,
and development add protections for these qualities of life onto the right
to existence, although subsistence rights often seem to be forgotten.
However, the recognition of these
common aspects of the four theories of human rights should not lead one
to conclude that their differences are simply ones of emphasis. The distinctive
focus of each theory results in significant variations in their lists of
specific human rights or the kind of activities humans may indulge in.
Human rights based on subsistence would not include the range of democratic
rights that most liberals argue are an essential element of human rights
based on dignity. Some liberals would argue that a life without dignity
may not be a life worth living; so disenfranchised, repressed people -
such as Iraqi Kurds - may be justified in an armed rebellion involving
deaths but which ultimately brought liberty to the whole population. However,
a human rights approach based on subsistence may require on a non-violent
strategy for political change since the preservation of life is the ultimate
goal.
In the end, the choice of foundation
for human rights may depend upon what one wishes to protect. One may be
alarmed that democratic rights or equality may not be included in a human
rights approach based on subsistence, in which case a theory based on liberal
dignity would be adopted. But consequentialist motivations will not serve
as a firm basis upon which to promote human rights among those who do not
share one's concerns.
These discussions illustrate that
the foundation for human rights may be neither self-evident nor universally
accepted. One chooses, explicitly or implicitly a particular justification
or basis for human rights, and that choice will have important consequences
upon the range of benefits that fall within human rights. Choice pervades
human rights from their conception to their delivery, and those choices
may well undermine the very foundation of human rights' moral authority.
Who Holds Human Rights?
Even if there were agreement upon
a foundation for human rights, there remains another fundamental question:
who can possess human rights? One may simply assert that all humans hold
all human rights; after all, human rights are said to be those benefits
to which we are entitled simply by being human. But what is meant by being
`human' is vague since the life cycle of homo sapiens ranges from conception
to death and decay. There is profound controversy over how and when a human
acquires and then loses human rights between those two periods. Even before
conception, sperm and eggs exist that contain human genetic material. One
may decide easily that these are human cells but not `human beings', because
they contain incomplete sets of human genes. After conception, however,
controversies arise about the status of the developing foetus. From a mass
of undifferentiated cells, the embryo quickly grows into a recognizably
human entity. Many distinguish foetuses from babies that have emerged from
their mothers and say that separate human life only begins with `birth'.
This can be an arbitrary distinction since a very premature baby is at
much the same stage of development whether inside or outside the womb;
the differences centre on how a baby receives nutrition and oxygen. One
can specify an arbitrary point for the acquisition of rights, such as conception,
neural development, viability, or emergence from the womb. But this approach
is bound to erupt in controversy, because not everyone will agree on a
given point. Abortion is such a divisive issue precisely because various
groups hold different beliefs about when human life starts.
Alternatively, one can argue that
there is some special quality of human life that provides a basis for possessing
rights; when that quality is acquired, so are rights. This approach is
favoured by many, since it allows for the distinction between humans and
other animals. Human rights are rights particular to human beings, thus
the basis of the claim to rights should be something that differentiates
humans from other animals. With a sharing of an enormous proportion of
genetic material between humans and primates, the distinction is usually
drawn on the basis of some quality of human life not shared by other animals
rather than physiological characteristics. Specifically human qualities
are usually identified from our capacity for intellectual, moral, or spiritual
development.
The difficulty with trying to assign
rights on the basis of some quality of human life is that not all human
beings may possess such an attribute. Douglas Husak has written a poignant
critique of the notion of human rights based on his objection that
some human beings merely exist. (24)
Some mentally-ill patients lack any basis for purposive agency; they are
seemingly unaware of their surroundings, incapable of rationale thought,
or unable to distinguish right from wrong. But, his most telling arguments
arise from comatose patients, notably those with no known chance for recovery.
Husak distinguishes between humans and persons, and he points out that
some humans, such as the comatose, are non-persons. Persons are human beings
with capacities beyond mere existence that produce a quality of life. Non-persons
simply lack the qualities of life that one wishes either to protect or
use as the key to acquiring rights. The distinction between humans and
persons is often used to justify aborting foetuses, because the human foetus
is not considered by many to be a person. In the end, Husak argues that
the phenomena called human rights are really rights of persons: "There
are no human rights". (25)
This debate over the qualification
of a human creature to possess human rights is fundamental to a number
of topics. The rights of children and the mentally ill may depend greatly
upon what foundation one adopts for the possession of rights. Similarly,
the existence of rights to life in abortion, infanticide, and euthanasia
are directly related to what status one accords to undeveloped foetuses,
mutant newborns, or terminally-comatose adults.
If human rights are justified on
some characteristics of the human species, can those rights be held by
individual humans who lack these species traits? Some answer this question
by distinguishing between possessing rights and exercising them. Thus a
healthy child may possess the full range of human rights, but be unable
to exercise them, particularly rights of an intellectual nature. Others
may find this distinction too convenient an answer and contest the very
existence of rights that cannot by exercised by their holders.
Another controversy over the possession
of human rights relates to whether they are benefits intended for individual
humans, or whether they can also be collective benefits for groups of humans.
Some, such as Donnelly, argue that human rights are properly held by only
individuals. (26)
Others contend that human lives are lived within group settings and the
full enjoyment of human life can only be realized when those groups are
able to flourish. Whether human rights can include collective rights is
a particularly crucial issue in analyzing whether the human rights regime
protects a group's culture and language, or a group's right to self-determination.
What are the `Rights' in Human
Rights?
The nature of human rights is complicated
even beyond the controversy over their source or who may hold them. A critical
debate continues over what is meant by human rights. The universality
and inalienability of a human right depends to a large extent on the character
of the `right' involved.
It is necessary first of all to
distinguish between the adjectival use of the word `right', which means
good or proper, from the substantive `a right', which is a special, possessable
benefit. Not everything which is right (good) is a right, although many
people mistakenly inflate the concept of a right by asserting benefits
they believe are `right' to be `rights'. This confusion has become evident
in the assertion of what are known as `second-generation human rights'
- such as the right to economic development and prosperity - and `third
generation human rights' - which cover the rights to world peace and a
clean environment. While some human rights advocates accept the inclusion
of these benefits as rights, others argue that prosperity and peace are
`right' but not substantive rights.
Even with the substantive term `a
right', however, there are several different meanings. In 1919, Wesley
Hohfeld laid down a useful set of four distinctive connotations that can
be given to the phrase "A has a right to X". (27)
Perhaps the most common meaning given to this phrase conveys the notion
of a claim-right. It is a claim that A has against a correlative
duty of another, B; A has a right to X, and B has a duty to let A have
or do X. The duty B has may be positive, in the sense that action is required
on B's part to allow A to enjoy X; if A has a right to health care, B has
a duty to provide it. There may also be a negative duty, in the sense of
B having to refrain from interfering in A's possession of benefit X; if
A has a right to privacy, B must refrain from prying in A's affairs. It
is important to note that the duty may be owed by a particular person or
official, or the duty may generally lie in the whole community. The essential
characteristic of a claim-right is the inherent connection between A's
claim to a benefit and B's duty - A can make a claim that B must perform
the duty.
However, there are other connotations
of the phrase `A has a right to X' that do not involve a corresponding
duty on another's part. The term may mean that A has a liberty with
respect to X. In this view, A has no obligation not to do or have X, which
may be different from the status of other people. Also, A can make no claim
against another, because no-one else as a duty with respect to A's enjoyment
of X. A liberty may be enjoyed by all, such as the right to wear what one
pleases while doing household chores. A subset of liberty is privilege,
because A may have no duty not to do X but others do. For instance, in
some English colleges the dons have a right to walk across the grass in
the quadrangle, although others must use the pathways instead. In any liberty
there is no duty on anyone to provide the X involved; i.e., no-one has
a duty to provide the lawns simply for the dons to walk upon.
To say that `A has a right to X'
may also indicate that A has a power to effect changes in X. Thus
an owner of a bicycle has the right to sell it, and a customs officer has
the right to confiscate property or detain people at the border.
Hohfeld's fourth interpretation
of `A has a right to X' conveys the notion that A has an immunity
that B is unable to change. Thus, MP's have a right to free speech that
protects them from prosecution for speeches given in the House of Commons,
and it is a right which cannot be changed by the executive, police, or
courts.
There are other uses of `having
a right' that should be added to those identified by Hohfeld, because these
other uses refer to ideals, needs, or wants that are simply expressed as
rights. The confusion between adjectival and substantive right has led
to the frequent use of rights to describe ideals. Thus, the rights to prosperity
and peace are ideals or goals to strive for that some express as rights.
Another confusion arises when people assert a right to a benefit because
it fills a need. But, not all needs are rights; I may need a car to drive
to work in, but few would agree that I have a right to a car. Finally,
many confuse benefits they want with benefits they have a right to; free,
post-secondary education and complete bursaries may be desirable, but are
not viewed as rights by many.
These uses of rights also involve
a confusion between making a claim and having a right.
(28) One does not
hold a right simply because one claims so, neither is it necessary to make
claims in order to possess rights. It is not the act of claiming that creates
rights. Thus, the claim to a right to prosperity or world peace does not
establish that those benefits exist as rights. Neither does the fact that
someone satisfies another's claim confirm a right's existence; a beggar
may claim a right to $5 from a businessman, who may give the money, but
that does not establish the beggar's right to it.
It is important also to note that
one may benefit from another's duty, without having a right to that benefit.
Christians may believe that they have a duty to give money to charity,
but that does not mean that charities have a right to Christians' money.
These different notions of `right'
are important to bear in mind when discussing human rights. The most common
interpretation given to the `right' in human rights is that of claim-rights.
There is a defined benefit to which individuals are entitled, and there
is a correlative duty on others in relation to that benefit. This tendency
may be partly due to the increasing codification of human rights into legal
documents. It is far more efficacious if human rights are conceived of
as claim-rights, because those who are deprived of their rights may argue
that others (usually their government) must be compelled to fulfill a duty
to provide the benefit. Since much human rights activism centres on the
respect for rights contained in international agreements, it is natural
for attention to centre on governments as duty-holders since they are the
entities directly bound by the human rights documents.
If human rights are claim-rights
with a correlative duty on some body to provide or safeguard the benefit,
however, a major problem arises in identifying that duty-holder. Most often
it is assumed that if an individual is being denied some human right, the
duty falls on their government to rectify the situation.
A serious difficulty emerges if
the correlative duty lies only with an individual's government, however,
because the abuse of human rights may occur by private individuals or corporations.
For example, tremendous injustices result from the caste system in India
because of the way people treat others who belong to a lower caste. In
this instance, the actual infringement of human rights is largely perpetrated
by individuals rather than the government. While the government has accepted
a responsibility to try and end the practise, caste is so deeply entrenched
in Indian society that it has so far proved impossible to stamp out.
A further complication arises when
a government either is incapable of providing a benefit protected by human
rights - such as the Ethiopian government's inability to provide food during
the worst of the famines - or when a government simply fails to respect
human rights. If an individual's government is the central duty-holder,
then the rest of the world can shake their heads saying 'tut-tut' without
feeling any sense of duty to intervene. Other governments may feel bound
to act, but that feeling of obligation may simply come from their own sense
of altruism rather than a belief that human rights bind all governments
to help if the government most directly responsible fails to fulfill its
duties. Another scenario may arise when government leaders believe that
a duty to help lies directly with its citizens rather than the government.
Former Premier Van der Zalm of British Columbia argued in the 1980s that
it was not his government's responsibility to provide resources to food
banks that were struggling with soaring numbers of impoverished individuals.
His view was that such acts of charity are best left to private individuals.
One could develop this notion by asserting that every individual owes a
duty to help others in their community, and that the government would be
eroding this private duty if it intervened; indeed a government should
not support food banks, in order to foster a relief effort by the members
of the community. Another difficulty arises in those parts of the world
where the state structure has dissolved into anarchy, such as occurred
in Somalia and Lebanon; where there are no governments, are there no duty-holders?
There is also a strong feminist critique of the idea that governments are
the sole duty holders; Gayle Binion argues that non-government actors may
be absolved of responsibility or left unimpeded in their ill-treatment
of women. (29)
Complex problems arise because there
are many possible duty-holders. If human rights set moral standards for
the treatment of all humans, those standards should bind anyone who is
capable of infringing those rights - be they corporations, governments,
or other human beings. Thus, the correlative duties involved in human rights
as claim-rights are duties that do not necessarily reside solely with an
individual's government. The violation of some human right may be perpetrated
by one individual against others, such as an employer who discriminates
against a racial group in hiring. Or, a duty to respect human rights may
be held by a group within society, such as a religious majority's obligation
to tolerate other religious practices. There may be a general duty on the
community to act collectively, as with the example of community efforts
to run food banks. An individual's own government often has a direct duty,
for example, to refrain from arbitrary detention and torture. On some occasions,
many will argue that foreign governments have a duty to intervene; for
instance, the Front Line States in southern Africa believed they had some
duty to help liberate the black majority from apartheid in South Africa.
Finally, there may be a duty that lies with all humanity; such an obligation
is often expressed in private, international relief movements to alleviate
suffering among famine victims. Governments may only be intermediary duty-holders
who should try and intervene to safeguard human rights from actions by
their citizens, but those citizens bear the direct duty to respect the
human rights of others.
With any form of rights, but particularly
with claim-rights, there are problems that arise with their definition,
exercise, and enforcement. There may be conflicting views even on the existence
of a particular right. For example, some islamic governments have denied
that there can be freedom of religion because the Koran proclaims that
one of the greatest sins for a muslim is to forsake Islam for another religion.
Even if there is agreement in principle on the existence of a particular
right, there may be conflicts over what activities or goods are specifically
protected by that right. In Canada, for instance, judges have been divided
over whether the freedom of expression includes communications between
prostitutes and their clients. (30)
There can also be profound debate when two or more rights conflict in a
given situation. A continuing problem is posed for women's rights by several
religions that stipulate particular roles for women that are subservient
to men; in these instances the right to equality conflicts with the freedom
of religion. Another difficulty may arise over whether a benefit is really
a claim-right, with correlative duties, or some other type of right or
claim without corresponding obligations. For instance, academic freedom
may be viewed as either a privilege or a claim-right. If a claim-right
is involved, there may still be many questions about who in particular
holds a correlative duty, and what type of action is required to satisfy
that duty. For example, if there is a right to health care, must it be
provided by the government or charities; and, must the health care be provided
free of charge?
A central dilemma revolves around
how to settle these questions of enforcement. If human rights operate uniquely
in a moral plane, then the definition, acceptance, and respect for rights
can involve a controversial, tortuous route. In the end, fulfillment of
human rights will depend upon a spirit of consensus and the effect of community
opprobrium. Disputes that involve profoundly different value systems, however,
may go unresolved. With the codification of human rights into legal documents,
one may limit some of the range of debate, but only with institutional
structures for adjudicating can there be authoritative resolutions. Controversial
interpretations of human rights are not eliminated with the creation of
agencies to enforce human rights. The record of national courts reveal
that judges within the same society can be deeply divided over the definition
and enforcement of human rights; for example, almost 31 percent of the
Supreme Court of Canada's Charter of Rights decisions between 1983 and
1989 involved dissenting opinions, where one or more judges disagreed completely
with their colleagues on the resolution of the rights issues at stake.
(31) Within many societies
there are patterns of deference to the judiciary that allows their court's
majority view to settle authoritatively most disputes over human rights.
However, some societies are so divided that deference is not voluntarily
given, such as enforced black acquiescence to the white judiciary in South
Africa during the apartheid regime, and the discretionary choices made
by judges will not be accepted as final resolutions of rights disputes.
There is an even deeper problem if international institutions are to adjudicate
rights disputes that involve societies with very different cultural norms;
losing parties may simply not recognize the adjudicators' authority to
impose what are seen as alien values. In these circumstances, codified
human rights will end up operating on much the same plane as purely moral
standards.
Conclusion
These introductory discussions about
the origin and nature of human rights pose significant challenges to their
operation as universal standards of behaviour. Fundamentally diverging
foundations for human rights may be given, that ultimately must rely upon
either divine revelation, human reason extrapolating from nature, or deliberate
human invention and agreement. Even if a satisfactory basis for human rights
can be constructed, further fundamental challenges emerge to both the `human'
and `rights' dimensions of human rights. It is not self-evident what it
is about humans that generates the moral entitlement to certain benefits,
neither is the status clear of those humans who do not share these qualities.
A particular problem is posed by the manner in which these benefits are
asserted to be `rights', since this concept can operate in practical circumstances
as a liberty, power, immunity, or claim-right. The locus of any corresponding
duty for a claim-right is no less problematic. Consequently human rights
must be examined more closely, because they are at once so important and
yet so vulnerable to probing questions about their origin, foundation,
substance, and operation.
Canadians, among others, may readily
embrace the rhetoric of human rights. But we do need to ask whether these
human rights are really civil rights, in the sense of belonging
to a particular conception of society. By studying the theoretical under-pinning
of human rights, as well as their operation in the context of specific
practical rights issues, we may come to a fuller appreciation of the extent
to which human rights depend upon deliberate (although often obscured)
policy choices.
2. Immanuel Kant, "Perpetual Peace," in Hans Reiss
(ed.), Kant:
Political Writings, 2nd.ed., Cambridge: Cambridge University Press,
1991, p.125. Note, however, that Kant did not believe that the citizenry
could revolt against the sovereign for a misuse of power; thus, the rights
of mankind in a Kantian society would lack the ultimate in political enforcement.
3.
Jeremy Bentham, "Anarchical Fallacies; being an examination of the Declaration
of Rights issues during the French Revolution", in Jeremy Waldron (ed.),Nonsense
Upon Stilts: Bentham, Burke and Marx on the Rights of Man, New York:
Methuen, 1987, p.69.
7. Jean-Jacques
Rousseau, The Social Contract,
Maurice Cranston (trans.), Baltimore: Penguin, 1968, p.50. For Rousseau's
views of the connection between religion and the state, see: Book IV, ch.8.
9. For a full
discussion see: Tom Campbell, The
Left and Rights: A Conceptual Analysis of the Idea of Socialist Rights,
London: Routledge and Kegan Paul, 1983.
11. Douglas
Husak, "The Motivation for Human Rights", (1985) 11 Social
Theory and Practice, 249-255. If rights are not inherent to all humans,
there is also a fear that non-person humans - such as the comatose - will
not be protected from ill-treatment. For a discussion of these points see:
Douglas N. Husak, "Why there are no Human Rights", (1984) 10 Social
Theory and Practice, 125-141.
12. Jack
Donnelly, Universal Human
Rights in Theory and Practice, Ithaca: Cornell University Press, 1989,
p.17.
14. Allan Gewirth,
"Why There Are Human Rights", (1985) 11 Social
Theory and Practice, 235-248, at p.235.
16. John O'Manique,
"Universal and Inalienable Human Rights: A Search for Foundations", (1990)
12 Human Rights Quarterly
465-485.
23. A recent
needs-based approach to human rights is found in: Johan Galtung, Human
Rights in Another Key, Cammbridge, Mass: Polity Press, 1994.
27. Wesley N.
Hohfeld, Fundamental Legal
Concepts as Applied in Judicial Reasoning, (New Haven: Yale University
Press, 1919). For a clear summary of this work see Jeremy Waldron, Theories
of Rights, (New York: Oxford University Press, 1984), pp.6-10.
28. For
a discussion of the relationship between claims and rights see Alan R.
White, Rights, (Oxford:
Oxford University Press, 1984), pp.115-132.
30. The Manitoba
Court of Appeal held that prostitutes' communications were not included
in the freedom of expression embodied in the Canadian Charter of Rights
and Freedoms. However, this decision was overturned in the Supreme Court
of Canada, where a majority declared that these communications were included
in the general right.
31. Andrew D.
Heard, "The Charter in the Supreme Court of Canada: The Importance of Which
Judges Hear an Appeal", (1991) 24 Canadian
Journal of Political Science 289-307, at p.297.
If human rights are justified on
some characteristics of the human species, can those rights be held by
individual humans who lack these species traits? Some answer this question
by distinguishing between possessing rights and exercising them. Thus a
healthy child may possess the full range of human rights, but be unable
to exercise them, particularly rights of an intellectual nature. Others
may find this distinction too convenient an answer and contest the very
existence of rights that cannot by exercised by their holders.
Another controversy over the possession
of human rights relates to whether they are benefits intended for individual
humans, or whether they can also be collective benefits for groups of humans.
Some, such as Donnelly, argue that human rights are properly held by only
individuals. (26)
Others contend that human lives are lived within group settings and the
full enjoyment of human life can only be realized when those groups are
able to flourish. Whether human rights can include collective rights is
a particularly crucial issue in analyzing whether the human rights regime
protects a group's culture and language, or a group's right to self-determination.
What are the `Rights' in Human
Rights?
The nature of human rights is complicated
even beyond the controversy over their source or who may hold them. A critical
debate continues over what is meant by human rights. The universality
and inalienability of a human right depends to a large extent on the character
of the `right' involved.
It is necessary first of all to
distinguish between the adjectival use of the word `right', which means
good or proper, from the substantive `a right', which is a special, possessable
benefit. Not everything which is right (good) is a right, although many
people mistakenly inflate the concept of a right by asserting benefits
they believe are `right' to be `rights'. This confusion has become evident
in the assertion of what are known as `second-generation human rights'
- such as the right to economic development and prosperity - and `third
generation human rights' - which cover the rights to world peace and a
clean environment. While some human rights advocates accept the inclusion
of these benefits as rights, others argue that prosperity and peace are
`right' but not substantive rights.
Even with the substantive term `a
right', however, there are several different meanings. In 1919, Wesley
Hohfeld laid down a useful set of four distinctive connotations that can
be given to the phrase "A has a right to X". (27)
Perhaps the most common meaning given to this phrase conveys the notion
of a claim-right. It is a claim that A has against a correlative
duty of another, B; A has a right to X, and B has a duty to let A have
or do X. The duty B has may be positive, in the sense that action is required
on B's part to allow A to enjoy X; if A has a right to health care, B has
a duty to provide it. There may also be a negative duty, in the sense of
B having to refrain from interfering in A's possession of benefit X; if
A has a right to privacy, B must refrain from prying in A's affairs. It
is important to note that the duty may be owed by a particular person or
official, or the duty may generally lie in the whole community. The essential
characteristic of a claim-right is the inherent connection between A's
claim to a benefit and B's duty - A can make a claim that B must perform
the duty.
However, there are other connotations
of the phrase `A has a right to X' that do not involve a corresponding
duty on another's part. The term may mean that A has a liberty with
respect to X. In this view, A has no obligation not to do or have X, which
may be different from the status of other people. Also, A can make no claim
against another, because no-one else as a duty with respect to A's enjoyment
of X. A liberty may be enjoyed by all, such as the right to wear what one
pleases while doing household chores. A subset of liberty is privilege,
because A may have no duty not to do X but others do. For instance, in
some English colleges the dons have a right to walk across the grass in
the quadrangle, although others must use the pathways instead. In any liberty
there is no duty on anyone to provide the X involved; i.e., no-one has
a duty to provide the lawns simply for the dons to walk upon.
To say that `A has a right to X'
may also indicate that A has a power to effect changes in X. Thus
an owner of a bicycle has the right to sell it, and a customs officer has
the right to confiscate property or detain people at the border.
Hohfeld's fourth interpretation
of `A has a right to X' conveys the notion that A has an immunity
that B is unable to change. Thus, MP's have a right to free speech that
protects them from prosecution for speeches given in the House of Commons,
and it is a right which cannot be changed by the executive, police, or
courts.
There are other uses of `having
a right' that should be added to those identified by Hohfeld, because these
other uses refer to ideals, needs, or wants that are simply expressed as
rights. The confusion between adjectival and substantive right has led
to the frequent use of rights to describe ideals. Thus, the rights to prosperity
and peace are ideals or goals to strive for that some express as rights.
Another confusion arises when people assert a right to a benefit because
it fills a need. But, not all needs are rights; I may need a car to drive
to work in, but few would agree that I have a right to a car. Finally,
many confuse benefits they want with benefits they have a right to; free,
post-secondary education and complete bursaries may be desirable, but are
not viewed as rights by many.
These uses of rights also involve
a confusion between making a claim and having a right.
(28) One does not
hold a right simply because one claims so, neither is it necessary to make
claims in order to possess rights. It is not the act of claiming that creates
rights. Thus, the claim to a right to prosperity or world peace does not
establish that those benefits exist as rights. Neither does the fact that
someone satisfies another's claim confirm a right's existence; a beggar
may claim a right to $5 from a businessman, who may give the money, but
that does not establish the beggar's right to it.
It is important also to note that
one may benefit from another's duty, without having a right to that benefit.
Christians may believe that they have a duty to give money to charity,
but that does not mean that charities have a right to Christians' money.
These different notions of `right'
are important to bear in mind when discussing human rights. The most common
interpretation given to the `right' in human rights is that of claim-rights.
There is a defined benefit to which individuals are entitled, and there
is a correlative duty on others in relation to that benefit. This tendency
may be partly due to the increasing codification of human rights into legal
documents. It is far more efficacious if human rights are conceived of
as claim-rights, because those who are deprived of their rights may argue
that others (usually their government) must be compelled to fulfill a duty
to provide the benefit. Since much human rights activism centres on the
respect for rights contained in international agreements, it is natural
for attention to centre on governments as duty-holders since they are the
entities directly bound by the human rights documents.
If human rights are claim-rights
with a correlative duty on some body to provide or safeguard the benefit,
however, a major problem arises in identifying that duty-holder. Most often
it is assumed that if an individual is being denied some human right, the
duty falls on their government to rectify the situation.
A serious difficulty emerges if
the correlative duty lies only with an individual's government, however,
because the abuse of human rights may occur by private individuals or corporations.
For example, tremendous injustices result from the caste system in India
because of the way people treat others who belong to a lower caste. In
this instance, the actual infringement of human rights is largely perpetrated
by individuals rather than the government. While the government has accepted
a responsibility to try and end the practise, caste is so deeply entrenched
in Indian society that it has so far proved impossible to stamp out.
A further complication arises when
a government either is incapable of providing a benefit protected by human
rights - such as the Ethiopian government's inability to provide food during
the worst of the famines - or when a government simply fails to respect
human rights. If an individual's government is the central duty-holder,
then the rest of the world can shake their heads saying 'tut-tut' without
feeling any sense of duty to intervene. Other governments may feel bound
to act, but that feeling of obligation may simply come from their own sense
of altruism rather than a belief that human rights bind all governments
to help if the government most directly responsible fails to fulfill its
duties. Another scenario may arise when government leaders believe that
a duty to help lies directly with its citizens rather than the government.
Former Premier Van der Zalm of British Columbia argued in the 1980s that
it was not his government's responsibility to provide resources to food
banks that were struggling with soaring numbers of impoverished individuals.
His view was that such acts of charity are best left to private individuals.
One could develop this notion by asserting that every individual owes a
duty to help others in their community, and that the government would be
eroding this private duty if it intervened; indeed a government should
not support food banks, in order to foster a relief effort by the members
of the community. Another difficulty arises in those parts of the world
where the state structure has dissolved into anarchy, such as occurred
in Somalia and Lebanon; where there are no governments, are there no duty-holders?
There is also a strong feminist critique of the idea that governments are
the sole duty holders; Gayle Binion argues that non-government actors may
be absolved of responsibility or left unimpeded in their ill-treatment
of women. (29)
Complex problems arise because there
are many possible duty-holders. If human rights set moral standards for
the treatment of all humans, those standards should bind anyone who is
capable of infringing those rights - be they corporations, governments,
or other human beings. Thus, the correlative duties involved in human rights
as claim-rights are duties that do not necessarily reside solely with an
individual's government. The violation of some human right may be perpetrated
by one individual against others, such as an employer who discriminates
against a racial group in hiring. Or, a duty to respect human rights may
be held by a group within society, such as a religious majority's obligation
to tolerate other religious practices. There may be a general duty on the
community to act collectively, as with the example of community efforts
to run food banks. An individual's own government often has a direct duty,
for example, to refrain from arbitrary detention and torture. On some occasions,
many will argue that foreign governments have a duty to intervene; for
instance, the Front Line States in southern Africa believed they had some
duty to help liberate the black majority from apartheid in South Africa.
Finally, there may be a duty that lies with all humanity; such an obligation
is often expressed in private, international relief movements to alleviate
suffering among famine victims. Governments may only be intermediary duty-holders
who should try and intervene to safeguard human rights from actions by
their citizens, but those citizens bear the direct duty to respect the
human rights of others.
With any form of rights, but particularly
with claim-rights, there are problems that arise with their definition,
exercise, and enforcement. There may be conflicting views even on the existence
of a particular right. For example, some islamic governments have denied
that there can be freedom of religion because the Koran proclaims that
one of the greatest sins for a muslim is to forsake Islam for another religion.
Even if there is agreement in principle on the existence of a particular
right, there may be conflicts over what activities or goods are specifically
protected by that right. In Canada, for instance, judges have been divided
over whether the freedom of expression includes communications between
prostitutes and their clients. (30)
There can also be profound debate when two or more rights conflict in a
given situation. A continuing problem is posed for women's rights by several
religions that stipulate particular roles for women that are subservient
to men; in these instances the right to equality conflicts with the freedom
of religion. Another difficulty may arise over whether a benefit is really
a claim-right, with correlative duties, or some other type of right or
claim without corresponding obligations. For instance, academic freedom
may be viewed as either a privilege or a claim-right. If a claim-right
is involved, there may still be many questions about who in particular
holds a correlative duty, and what type of action is required to satisfy
that duty. For example, if there is a right to health care, must it be
provided by the government or charities; and, must the health care be provided
free of charge?
A central dilemma revolves around
how to settle these questions of enforcement. If human rights operate uniquely
in a moral plane, then the definition, acceptance, and respect for rights
can involve a controversial, tortuous route. In the end, fulfillment of
human rights will depend upon a spirit of consensus and the effect of community
opprobrium. Disputes that involve profoundly different value systems, however,
may go unresolved. With the codification of human rights into legal documents,
one may limit some of the range of debate, but only with institutional
structures for adjudicating can there be authoritative resolutions. Controversial
interpretations of human rights are not eliminated with the creation of
agencies to enforce human rights. The record of national courts reveal
that judges within the same society can be deeply divided over the definition
and enforcement of human rights; for example, almost 31 percent of the
Supreme Court of Canada's Charter of Rights decisions between 1983 and
1989 involved dissenting opinions, where one or more judges disagreed completely
with their colleagues on the resolution of the rights issues at stake.
(31) Within many societies
there are patterns of deference to the judiciary that allows their court's
majority view to settle authoritatively most disputes over human rights.
However, some societies are so divided that deference is not voluntarily
given, such as enforced black acquiescence to the white judiciary in South
Africa during the apartheid regime, and the discretionary choices made
by judges will not be accepted as final resolutions of rights disputes.
There is an even deeper problem if international institutions are to adjudicate
rights disputes that involve societies with very different cultural norms;
losing parties may simply not recognize the adjudicators' authority to
impose what are seen as alien values. In these circumstances, codified
human rights will end up operating on much the same plane as purely moral
standards.
Conclusion
These introductory discussions about
the origin and nature of human rights pose significant challenges to their
operation as universal standards of behaviour. Fundamentally diverging
foundations for human rights may be given, that ultimately must rely upon
either divine revelation, human reason extrapolating from nature, or deliberate
human invention and agreement. Even if a satisfactory basis for human rights
can be constructed, further fundamental challenges emerge to both the `human'
and `rights' dimensions of human rights. It is not self-evident what it
is about humans that generates the moral entitlement to certain benefits,
neither is the status clear of those humans who do not share these qualities.
A particular problem is posed by the manner in which these benefits are
asserted to be `rights', since this concept can operate in practical circumstances
as a liberty, power, immunity, or claim-right. The locus of any corresponding
duty for a claim-right is no less problematic. Consequently human rights
must be examined more closely, because they are at once so important and
yet so vulnerable to probing questions about their origin, foundation,
substance, and operation.
Canadians, among others, may readily
embrace the rhetoric of human rights. But we do need to ask whether these
human rights are really civil rights, in the sense of belonging
to a particular conception of society. By studying the theoretical under-pinning
of human rights, as well as their operation in the context of specific
practical rights issues, we may come to a fuller appreciation of the extent
to which human rights depend upon deliberate (although often obscured)
policy choices.
2. Immanuel Kant, "Perpetual Peace," in Hans Reiss
(ed.), Kant:
Political Writings, 2nd.ed., Cambridge: Cambridge University Press,
1991, p.125. Note, however, that Kant did not believe that the citizenry
could revolt against the sovereign for a misuse of power; thus, the rights
of mankind in a Kantian society would lack the ultimate in political enforcement.
3.
Jeremy Bentham, "Anarchical Fallacies; being an examination of the Declaration
of Rights issues during the French Revolution", in Jeremy Waldron (ed.),Nonsense
Upon Stilts: Bentham, Burke and Marx on the Rights of Man, New York:
Methuen, 1987, p.69.
7. Jean-Jacques
Rousseau, The Social Contract,
Maurice Cranston (trans.), Baltimore: Penguin, 1968, p.50. For Rousseau's
views of the connection between religion and the state, see: Book IV, ch.8.
9. For a full
discussion see: Tom Campbell, The
Left and Rights: A Conceptual Analysis of the Idea of Socialist Rights,
London: Routledge and Kegan Paul, 1983.
11. Douglas
Husak, "The Motivation for Human Rights", (1985) 11 Social
Theory and Practice, 249-255. If rights are not inherent to all humans,
there is also a fear that non-person humans - such as the comatose - will
not be protected from ill-treatment. For a discussion of these points see:
Douglas N. Husak, "Why there are no Human Rights", (1984) 10 Social
Theory and Practice, 125-141.
12. Jack
Donnelly, Universal Human
Rights in Theory and Practice, Ithaca: Cornell University Press, 1989,
p.17.
14. Allan Gewirth,
"Why There Are Human Rights", (1985) 11 Social
Theory and Practice, 235-248, at p.235.
16. John O'Manique,
"Universal and Inalienable Human Rights: A Search for Foundations", (1990)
12 Human Rights Quarterly
465-485.
23. A recent
needs-based approach to human rights is found in: Johan Galtung, Human
Rights in Another Key, Cammbridge, Mass: Polity Press, 1994.
27. Wesley N.
Hohfeld, Fundamental Legal
Concepts as Applied in Judicial Reasoning, (New Haven: Yale University
Press, 1919). For a clear summary of this work see Jeremy Waldron, Theories
of Rights, (New York: Oxford University Press, 1984), pp.6-10.
28. For
a discussion of the relationship between claims and rights see Alan R.
White, Rights, (Oxford:
Oxford University Press, 1984), pp.115-132.
30. The Manitoba
Court of Appeal held that prostitutes' communications were not included
in the freedom of expression embodied in the Canadian Charter of Rights
and Freedoms. However, this decision was overturned in the Supreme Court
of Canada, where a majority declared that these communications were included
in the general right.
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